????????近期，圍繞金融監(jiān)管與創(chuàng)新引發(fā)的議論，引起監(jiān)管層關(guān)注。頂著史上最強(qiáng)、本年度全球最大IPO之名的螞蟻集團(tuán)，被暫緩上市了，一石激起千層浪。

• Fintech giant Ant Group's initial public offering on the STAR Market will be suspended, the Shanghai Stock Exchange announced on Tuesday night.

▌螞蟻集團(tuán)深夜致歉

????????11月3日，螞蟻集團(tuán)在官方微信公號(hào)發(fā)布《致投資者》如下：

致投資者

尊敬的投資者：

Dear investors,

????????螞蟻集團(tuán)于今日接到上海證券交易所通知，暫緩在上海證券交易所A股上市計(jì)劃。受此影響，螞蟻決定于香港聯(lián)交所H股同步上市的計(jì)劃也將暫緩。

Ant Group was notified by the Shanghai Stock Exchange today that our A share listing plan on the Shanghai Stock Exchange would be suspended. Consequently, Ant has decided that the concurrent H share listing plan on the Hong Kong Stock Exchange shall also be suspended.

????????對(duì)由此給投資者帶來的麻煩，螞蟻集團(tuán)深表歉意。我們將按照兩地交易所的相關(guān)規(guī)則，妥善處理好后續(xù)工作。

Ant Group sincerely apologizes to you for any inconvenience caused by this development. We will properly handle the follow-up matters in accordance with applicable regulations of the two stock exchanges.

????????穩(wěn)妥創(chuàng)新、擁抱監(jiān)管、服務(wù)實(shí)體、開放共贏，會(huì)讓螞蟻集團(tuán)經(jīng)得起考驗(yàn)和信任。我們會(huì)堅(jiān)持我們的初心和使命，繼續(xù)用我們的熱情、專業(yè)、擔(dān)當(dāng)，致力于為廣大小微企業(yè)和大眾消費(fèi)者做好服務(wù)。有關(guān)發(fā)行上市的下一步進(jìn)展我們將與上海證券交易所及監(jiān)管部門保持密切溝通，并及時(shí)披露相關(guān)情況。

We will overcome the challenges and live up to the trust on the principles of: stable innovation; embrace of regulation; service to the real economy; and win-win cooperation. We will continue to serve small and micro businesses and ordinary citizens with our passion, professionalism and commitment for society. We will keep in close communications with the Shanghai Stock Exchange and relevant regulators, and wait for their further notice with respect to further developments of our offering and listing process and disclose in a timely manner.

螞蟻集團(tuán)

2020年11月3日

▌阿里巴巴：會(huì)和螞蟻集團(tuán)一起，積極配合和擁抱監(jiān)管

????????11月3日晚間，阿里巴巴集團(tuán)在港交所發(fā)布自愿公告及海外監(jiān)管公告，回應(yīng)螞蟻集團(tuán)宣布暫緩股份上市。

????????阿里巴巴集團(tuán)發(fā)言人表示，我們會(huì)和螞蟻集團(tuán)一起，積極配合和擁抱監(jiān)管，我們相信螞蟻的同學(xué)，有這個(gè)信心，也有這個(gè)能力把工作落實(shí)好。社會(huì)希望我們更好，我們也必須用一如既往的努力實(shí)現(xiàn)和超越社會(huì)的期望，這是我們的責(zé)任。

????????此前，螞蟻集團(tuán)經(jīng)過各方批準(zhǔn)，按相關(guān)程序走到現(xiàn)在，正在靜候上市。螞蟻集團(tuán)啟動(dòng)上市以來，也廣受市場關(guān)注。近期，有關(guān)方面經(jīng)過進(jìn)一步了解，發(fā)現(xiàn)了相關(guān)問題。本著發(fā)現(xiàn)問題，解決問題，一切從維護(hù)金融消費(fèi)者權(quán)益、保護(hù)廣大投資者利益的角度出發(fā)，監(jiān)管層決定讓螞蟻集團(tuán)暫緩上市。

• The Shanghai bourse explained that Ant Group has reported major matters, such as the change in supervision environment concerning fintech, due to which Ant Group may not be able to meet listing requirements at the bourse or meet related information disclosure requirements.

• 上交所解釋稱，螞蟻集團(tuán)也報(bào)告所處的金融科技監(jiān)管環(huán)境發(fā)生變化等重大事項(xiàng)，該重大事項(xiàng)可能導(dǎo)致螞蟻集團(tuán)不符合發(fā)行上市條件或者信息披露要求。

• Based on the stock exchange's regulations and sponsors' opinions, Ant Group's IPO on the STAR Market will be postponed. The fintech company and its sponsors are required to make relevant announcements.

• 根據(jù)交易所規(guī)則并征詢保薦機(jī)構(gòu)的意見，上交所決定螞蟻集團(tuán)暫緩上市。螞蟻集團(tuán)及保薦人應(yīng)當(dāng)依照規(guī)定作出公告，說明重大事項(xiàng)相關(guān)情況及公司將暫緩上市。

透露什么信號(hào)？

????????螞蟻集團(tuán)上市按下“暫停鍵”，引發(fā)境內(nèi)外一些人士的猜測(cè)和議論。監(jiān)管部門秉持資本市場“公開公平公正”原則，發(fā)現(xiàn)問題、正視問題，就要堅(jiān)決糾正問題、解決問題。螞蟻集團(tuán)已完成上市定價(jià)，可謂是全民關(guān)注，參與初步詢價(jià)的投資者眾多，涉及數(shù)以百萬計(jì)的股民的切身利益。暫緩螞蟻集團(tuán)上市，正是為了更好維護(hù)金融消費(fèi)者權(quán)益，維護(hù)投資者利益，維護(hù)資本市場的長期健康發(fā)展。螞蟻集團(tuán)當(dāng)務(wù)之急是按監(jiān)管部門的要求，切實(shí)抓緊整改。

????????維護(hù)投資者特別是中小投資者合法權(quán)益，是資本市場監(jiān)管層的根本職責(zé)。暫緩螞蟻集團(tuán)上市，是依據(jù)注冊(cè)制相關(guān)規(guī)定，要求擬上市企業(yè)在增加信披透明度方面做出實(shí)際行動(dòng)，以切實(shí)維護(hù)金融市場健康穩(wěn)定發(fā)展。相關(guān)企業(yè)應(yīng)該在依法經(jīng)營、防范風(fēng)險(xiǎn)、社會(huì)責(zé)任等各方面都作出表率。

????????事實(shí)上，只有投資者的合法權(quán)益得到更好保護(hù)，優(yōu)質(zhì)上市公司才能在資本市場上獲得更多資源支持，中國資本市場才能持續(xù)健康發(fā)展。此事彰顯了資本市場的嚴(yán)肅性，向市場發(fā)出明確信號(hào)：注冊(cè)制下，資本市場每個(gè)環(huán)節(jié)都有完善的市場規(guī)則、嚴(yán)肅的監(jiān)管手段。市場各參與主體必須尊重規(guī)則、敬畏規(guī)則，誰也不能例外。

記者：施婧

編輯：李雪晴

來源：經(jīng)濟(jì)日?qǐng)?bào) 中國日?qǐng)?bào) 新浪財(cái)經(jīng)等