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CFA考試題的核心詞匯Liquidity

2022-01-10 09:48 作者:融躍教育  | 我要投稿

CFA一級倫理道德考試題又來了,CFA中的倫理考試題很重要的,畢竟CFA道德在考試中的占比是高的,小編給你看看這道考試題你會不會呢?


Green Brothers, an emerging market fund manager, has two of its?subsidiaries?simultaneously buy and sell emerging market stocks. In its marketing literature, Green?Brothers cites the overall emerging market volume as evidence of the market’s liquidity. As a?result of its actions, more investors participate in the emerging markets fund. Green Brothers?most likely:

A ??did not violate the Code and Standards.

B ??violated the Standard regarding market manipulation.

C ??violated the Standard regarding performance presentation.

這道考試題的核心詞匯Liquidity:流動性,是指一項資產(chǎn)能迅速地以合理價格買賣的可能性。那這道題的解析是怎樣的呢?

B?The intent of Green Brothers’ actions is to manipulate the appearance of market?liquidity in order to attract investment to its own funds. The increased trading activity?was not based on market fundamentals or an actual trading strategy to benefit investors.?It was merely an attempt to mislead market participants in order to increase assets?under Green Brothers’ management. The action violates Standard II(B) Market?Manipulation.


CFA考試題的核心詞匯Liquidity的評論 (共 條)

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